Compliance support

In New Zealand we have seen the financial advice landscape change significantly in the past five years. We expect these changes to continue for the foreseeable future. For that reason IOOF has developed the expertise in house to help ensure that you are up to date on how these continual changes will affect the way that you do business.

We take the time to analyse any major investment policy change so you can put the necessary systems in place so your practice will comply with current legislation. As a business we endorse legislation that will lead to better outcomes for clients. We can also work with you to build templates and processes to ensure you are meeting your clients' best interest.